The Prosecutor v. Bosco Ntaganda
Annex : Table of designations and cited materials
ANNEX - DESIGNATIONS AND CITED MATERIALS
A. List of defined terms and acronyms
Abbreviation Full Name
8 MONUC Daily Reports DRC-OTP-2066-0380; DRC-OTP-0204- 0236; DRC-OTP-0185-0843; DRC-OTP- 1029-0579; DRC-OTP-0007-0314; DRC- OTP-0004-0372; DRC-OTP-1029-0465; and DRC-OTP-1029-0591. CIAT Comité International d’Accompagnement de
la Transition
DRC Democratic Republic of the Congo FAPC Forces armées du peuple congolais First Operation UPC/FPLC activities between 20 November 2002 and 6 December 2002 in relation to the Banyali-Kilo collectivité . FNI Front des Nationalistes et Intégrationnistes FPLC Forces patriotiques pour la Libération du Congo FRPI Front de Résistance Patriotique de l’Ituri ICTR International Criminal Tribunal for Rwanda ICTY International Criminal Tribunal for the Former Yugoslavia MONUC Mission de l’Organisation des Nations unies pour la stabilisation en République démocratique du Congo / United Nations Organization Stabilization Missions in the Democratic Republic of the Congo. PUSIC Parti pour l'unité et la sauvegarde de l'intégrité du Congo Second Operation UPC/FPLC activities in relation to the Walendu-Djatsi collectivité. Six UN Reports DRC-OTP-2102-1032; DRC-OTP-2102- 1093; DRC-OTP-2102-1220; DRC-OTP- 1247; DRC-OTP-1560; DRC-OTP-1535. Statute Rome Statute of the International Criminal Court, 17 July 1998, 2187 United Nations Treaty Series 38544.
No: ICC-01/04-02/06 A3 1/9
Abbreviation Full Name
Trial Chamber Trial Chamber VI UPC/RP Union des Patriotes Congolais pour la Reconciliation et la Paix Victims Group 1 Common Legal Representative of the former child soldiers Victims Group 2 Common Legal Representative of the Victims of the attacks Vienna Convention Vienna Convention on the Law of Treaties, 23 May 1969, 1155 United Nations Treaty Series 18232 .
B. Materials from the Court
1 Pre-trial and trial proceedings in the Ntaganda case
Designation Full reference
Addendum to the Registry Annex 1 to Addendum to ‘‘Registry’s Report on Mr Bosco Report Ntaganda’s Solvency and Conduct While in Detention’’ (ICC-01/04-02/06-2367-Conf), ICC-01/04-02/06-2390- Conf-AnxI.
Conviction Decision Judgment, 8 July 2019, ICC-01/04-02/06-2359 with public annex A (ICC-01/04-02/06-2359-AnxA), annex B (ICC- 01/04-02/06-2359-AnxB) and annex C (ICC-01/04-02/06- 2359-AnxC). Decision on Prosecution’s Trial Chamber VI, The Prosecutor v. Bosco Ntaganda , 19 first request on evidence February 2016, ICC-01/04-02/06-1181. Decision on Prosecution’s Trial Chamber VI, The Prosecutor v. Bosco Ntaganda , 28 request for admission of March 2017, ICC-01/04-02/06-1838. documentary evidence Mr Ntaganda’s Response to Public Redacted Version of “Response on behalf of Mr. Prosecutor and Victims’ Ntaganda to Prosecution CLR1/CLR2 submissions on Sentencing Submissions sentence”, 8 October 2019, ICC-01/04-02/06-2438-Conf, 24 January 2020, ICC-01/04-02/06-2438-Red. Mr Ntaganda’s Sentencing Submissions on sentence on behalf of Mr Ntaganda, ICC- Submissions 01/04-02/06-2424-Conf; public redacted version registered on 24 January 2020 (ICC-01/04-02/06-2424-Red).
No: ICC-01/04-02/06 A3 2/9
Designation Full reference
Prosecution Response Trial Chamber VI, Public redacted version of “Response to ‘Submissions on sentence on behalf of Mr Ntaganda’ (ICC- 01/04-02/06-2424-Conf)”, 8 October 2019, ICC-01/04- 02/06-2437-Conf.
Registry Report Registry’s Report on Mr Bosco Ntaganda’s Solvency and Conduct While in Detention, ICC-01/04-02/06-2367-Conf, with confidential annex, 11 July 2019, ICC-01/04-02/06- 2367-Conf-Anx.
Rule 68(2)(b) Decision Trial Chamber VI, Public redacted version of ‘Preliminary ruling on prior recorded testimony pursuant to Rule 68(2)(b) in relation to sentencing’, 23 August 2019, ICC-01/04- 02/06-2385-Red.
Sentencing Decision Sentencing Judgment, 7 November 2019, ICC-01/04-02/06- 2442, with one public annex (ICC-01/04-02/06-2442-Anx).
2 Transcripts in the Ntaganda case
Designation Full reference
T-59 Transcript of hearing, 29 January 2016, ICC-01/04-02/06-T- 59-Red2-ENG.
T-63 Transcript of hearing, 4 February 2016, ICC-01/04-02/06-T- 63-Red2-ENG.
T-99 Transcript of hearing, 9 June 2016, ICC-01/04-02/06-T-99- Red-ENG.
T-128 Transcript of hearing, 13 September 2016, ICC-01/04- 02/06-T-128-ENG.
T-209 Transcript of hearing, 14 June 2017, ICC-01/04-02/06-T- 209-Red-ENG.
T-211 Transcript of hearing, 15 June 2017, ICC-01/04-02/06-T- 211-Red2-ENG.
T-213 Transcript of hearing, 15 August 2017, ICC-01/04-02/06-T- 213-Red-ENG.
No: ICC-01/04-02/06 A3 3/9
Designation Full reference
T-221 Transcript of hearing, 10 July 2017, ICC-01/04-02/06-T- 221-Red-ENG.
T-227 Transcript of hearing, 18 July 2017, ICC-01/04-02/06-T- 227-Red2-ENG.
T-231 Transcript of hearing, 28 August 2017, ICC-01/04-02/06-T- 231-Red2-ENG.
T-243 Transcript of hearing, 13 September 2017, ICC-01/04- 02/06-T-243-Red-ENG.
T-244 Transcript of hearing, 14 September 2017, ICC-01/04- 02/06-T-244-Red-ENG.
T-266 Transcript of hearing, 17 September 2019, ICC-01/04- 02/06-T-266-Red-ENG.
T-267 Transcript of hearing, 18 September 2019, ICC-01/04- 02/06-T-267-Red-ENG.
T-267-FRA Transcript of hearing, 18 September 2019, ICC-01/04- 02/06-T-267-Red-FRA.
T-272 Transcript of hearing, 14 October 2020, ICC-01/04-02/06- T-272-Red-ENG.
3 Filings from the appeals proceedings in the Ntaganda case
Designation Full reference
Decision of 13 September Decision on request for admission of evidence related to 2019 sentencing from the bar table, 13 September 2019, ICC- 01/04-02/06-2402.
Mr Ntaganda’s Appeal Brief Sentencing Appeal Brief, 10 February 2020, ICC-01/04- 02/06-2468-Conf, with annex A (ICC-01/04-02/06-2468- AnxA), annex B (ICC-01/04-02/06-2468-AnxB), C (ICC- 01/04-02/06-2468-Conf-AnxC), D (ICC-01/04-02/06-2468- Conf-AnxD), E (ICC-01/04-02/06-2468-Conf-AnxE); public redacted version registered on 8 April 2020 (ICC- 01/04-02/06-2468-Red) and annex C (ICC-01/04-02/06- 2468-AnxC-Red).
No: ICC-01/04-02/06 A3 4/9
Designation Full reference
Mr Ntaganda’s Appeal Brief Defence Appeal Brief - Part II, ICC-01/04-02/06-2465- – Part II Conf; a corrected version was notified on 30 June 2020, ICC-01/04-02/06-2465-Conf-Corr, with confidential annexes; a public redacted version was registered on 27 March 2020, followed by a further corrected version on 30 June 2020 (ICC-01/04-02/06-2465-Red-Corr), with a public annex (ICC-01/04-02/06-2465-Red-Corr-Anx). Mr Ntaganda’s Notice of Notice of Appeal against Sentencing Judgment (ICC-01/04- Appeal 02/06-2442), 9 December 2019, ICC-01/04-02/06-2448.
Mr Ntaganda’s Reply Defence reply to “Prosecution Response to ‘Sentencing Appeal Brief’”, 27 May 2020, ICC-01/04-02/06-2538, with annex A (ICC-01/04-02/06-2538-AnxA).
Mr Ntaganda’s Response to Defence response to CLR1 and CLR2 Observations on Observations of Victims Sentencing Appeal Brief, 2 June 2020, ICC-01/04-02/06- 2541-Conf, with annex A (ICC-01/04-02/06-2541-AnxA) and annex B (ICC-01/04-02/06-2541-Conf-AnxB); public redacted version of the response registered on 22 June 2020, ICC-01/04-02/06-2541-Red and annex B (ICC-01/04-02/06- 2541-AnxB-Red).
Mr Ntaganda’s Response to Defence response to “Prosecution’s request for the Prosecutor’s Request on admission of additional documentary evidence on Sentencing Evidence sentencing”, 6 September 2019, ICC-01/04-02/06-2392.
Observations of Victims Observations of the Common Legal Representative of the Group 1 Former Child Soldiers on Mr Ntaganda’s Appeal against the Sentencing judgment, 15 May 2020, ICC-01/04-02/06- 2531-Conf; public lesser redacted version registered on 12 February 2021, ICC-01/04-02/06-2531-Red2.
Observations of Victims Observations of the Common Legal Representative of the Group 2 Victims of the Attacks on the Defence Sentencing Appeal, 15 May 2020, ICC-01/04-02/06-2529-Conf; public redacted version registered on 28 May 2020, ICC-01/04-02/06-2529- Red.
No: ICC-01/04-02/06 A3 5/9
Designation Full reference
Prosecutor’s Response Prosecution response to “Sentencing Appeal Brief”, 14 April 2020, ICC-01/04-02/06-2509-Conf, with annex A (ICC-01/04-02/06-2509-AnxA), annex B (ICC-01/04- 02/06-2509-AnxB), annex C (ICC-01/04-02/06-2509- AnxC) and annex D (ICC-01/04-02/06-2509-AnxD); public redacted version of the response registered on 14 April 2020 (ICC-01/04-02/06-2509-Red).
Prosecutor’s Sentencing Public redacted version of “Submissions on Sentence”, 30 Submissions September 2019, ICC-01/04-02/06-2425-Conf; public redacted version registered on 20 January 2020, ICC-01/04- 02/06-2425-Red.
4 Other jurisprudence from the Court
Designation Full reference
Al Mahdi Conviction and Trial Chamber VIII, The Prosecutor v. Ahmad Al Faqi Al Sentencing Decision Mahdi , Judgement and Sentence, 27 September 2016, ICC- 01/12-01/15-171. Bemba Appeal Judgment Appeals Chamber, The Prosecutor v. Jean-Pierre Bemba Gombo, Judgment on the appeal of Mr Jean-Pierre Bemba Gombo against Trial Chamber III’s “Judgment pursuant to Article 74 of the Statute”, 8 June 2018, ICC-01/05-01/08- 3636-Red; confidential version notified same day. Bemba et al. Appeal Appeals Chamber, The Prosecutor v. Jean-Pierre Bemba Judgment Gombo et al. , Judgment on the appeals of Mr Jean-Pierre Bemba Gombo, Mr Aimé Kilolo Musamba, Mr Jean- Jacques Mangenda Kabongo, Mr Fidèle Babala and Mr Narcisse Arido against the Decision of Trial Chamber VII entitled “Judgment pursuant to Article 74 of the Statute”, 8 March 2018, ICC-01/05-01/13-2275-Red. Bemba et al . Sentencing Appeals Chamber, The Prosecutor v. Jean-Pierre Bemba Appeal Judgment Gombo et al. , Judgment on the appeals of the Prosecutor, Mr Jean-Pierre Bemba Gombo, Mr Fidèle Babala Wandu and Mr Narcisse Arido against the decision of Trial Chamber VII entitled “Decision on Sentence pursuant to Article 76 of the Statute”, 8 March 2018, ICC-01/05-01/13- 2276-Red. Bemba Sentencing Decision Trial Chamber III, The Prosecutor v. Jean-Pierre Bemba Gombo , Decision on Sentence pursuant to Article 76 of the Statute, 21 June 2016, ICC-01/05-01/08-3399 (with public annex I and annex II ).
No: ICC-01/04-02/06 A3 6/9
Designation Full reference
Ntaganda Conviction Appeals Chamber, The Prosecutor v. Bosco Ntaganda , Judgment Judgment on the appeals of Mr Bosco Ntaganda and the Prosecutor against the decision of Trial Chamber VI of 8 July 2019 entitled ‘Judgment’, 30 March 2021, ICC-01/04- 02/06-2666-Conf; the public redacted version was registered on the same day (ICC-01/04-02/16-2666-Red). Katanga Sentencing Trial Chamber II, The Prosecutor v. Germain Katanga , Decision Corrigendum of Translation to Decision on Sentence pursuant to article 76 of the Statute, 23 May 2014, ICC- 01/04-01/07-3484-tENG-Corr. Kenyatta OA5 Judgment Appeals Chamber, The Prosecutor v. Uhuru Muigai Kenyatta , Judgment on the Prosecutor’s appeal against Trial Chamber V(B)’s “Decision on Prosecution’s application for a finding of non-compliance under Article 87(7) of the Statute, 19 August 2015, ICC-01/09-02/11-1032. Lubanga Appeal Judgment Appeals Chamber, The Prosecutor v. Thomas Lubanga Dyilo , Judgment on the appeal of Mr Thomas Lubanga Dyilo against his conviction, 1 December 2014, ICC-01/04- 01/06-3121-Red. Lubanga Sentencing Appeal Appeals Chamber, The Prosecutor v. Thomas Lubanga Judgment Dyilo , Judgment on the appeals of the Prosecutor and Mr Thomas Lubanga Dyilo against the “Decision on Sentence pursuant to Article 76 of the Statute”, 1 December 2014, ICC-01/04-01/06-3122. Lubanga Sentencing Trial Chamber I, The Prosecutor v. Thomas Lubanga Dyilo , Decision Decision on Sentence pursuant to Article 76 of the Statute, 10 July 2012, ICC-01/04-01/06-2901.
Ngudjolo Appeal Judgment Appeals Chamber, The Prosecutor v. Mathieu Ngudjolo Chui , Judgment on the Prosecutor’s appeal against the decision of Trial Chamber II entitled ‘Judgment pursuant to article 74 of the Statute’, 27 February 2015, ICC-01/04- 02/12-271-Corr. Ntaganda OA5 Judgment Appeals Chamber, The Prosecutor v. Bosco Ntaganda , Judgment on the appeal of Mr Ntaganda against the ‘Second decision on the Defence’s challenge to the jurisdiction of the Court in respect of Counts 6 and 9’, 15 June 2017, ICC- 01/04-02/06-1962.
No: ICC-01/04-02/06 A3 7/9
C. Materials from other international tribunals and courts
Designation Full reference
Blagojević & Jokić Trial ICTY, Trial Chamber I, The Prosecutor v. Vidoje Judgment Blagojević and Dragan Jokić , Judgement, 17 January 2005, IT-02-60-T. Blagojević & Jokić Appeal ICTY, Appeals Chamber, The Prosecutor v. Vidoje Judgment Blagojević and Dragan Jokić , Judgement, 9 May 2007, IT- 02-60-A. Čelebići Appeal Judgment ICTY, Appeals Chamber, The Prosecutor v. Zejnil Delalić et al. , Judgement, 20 February 2001, IT-96-21-A. Deronjić Sentencing Appeal ICTY, Appeals Chamber, The Prosecutor v. Miroslav Judgment Deronjić , Judgement on Sentencing Appeal, 20 July 2005, IT-02-61-A. D. Milošević Appeal ICTY, Appeals Chamber, The Prosecutor v. Dragomir Judgment Milošević , Judgement, 12 November 2009, IT-98-29/1-A.
Karadžić Trial Judgment ICTY, Trial Chamber, The Prosecutor v. Radovan Karadžić, Public Redacted Version of Judgement Issued on 24 March 2016, 24 March 2016, IT-95-5/18-T. Karadžić Appeal Judgment MICT, Appeals Chamber, The Prosecutor v. Radovan Karadžić , Judgement, 20 March 2019, MICT-13-55-A. Kordić & Čerkez Appeal ICTY, Appeals Chamber, The Prosecutor v. Dario Kordić Judgment and Mario Čerkez , Judgement, 17 December 2004, IT-95- 14/2-A. Krnojelac Appeal Judgment ICTY, Appeals Chamber, The Prosecutor v. Milorad Krnojelac , Judgement, 17 September 2003, IT-97-25-A. Krstić Appeal Judgment ICTY, Appeals Chamber, The Prosecutor v. Radislav Krstic, Judgement, 19 April 2004, IT-98-33-A. M. Nikolić Sentencing ICTY, Appeals Chamber, The Prosecutor v. Momir Nikolić , Appeal Judgment Judgement on sentencing appeal, 8 March 2006, IT-02- 60/1-A. Nzabirinda Sentencing ICTR, Trial Chamber II, The Prosecutor v. Joseph Judgment Nzabirinda , Sentencing Judgement, 23 February 2007, ICTR-2001-77-T. Popović et al. Trial ICTY, Trial Chamber II, The Prosecutor v. Vujadin Popović Judgment et al ., Judgment Volume I, 10 June 2010, IT-05-88-T.
Rugambarara Sentencing ICTR, Trial Chamber II, The Prosecutor v. Juvénal Judgment Rugambarara, Sentencing Judgement, 16 November 2007, ICTR-00-59-T. Serugendo Trial Judgment ICTR, Trial Chamber I, The Prosecutor v. Joseph Serugendo, Judgement and Sentence, 12 June 2006, ICTR- 2005-84-I.
No: ICC-01/04-02/06 A3 8/9
Designation Full reference
Šešelj Urgent Order to the ICTY, Trial Chamber, The Prosecutor v. Vojislav Šešelj , Dutch Authorities Regarding Urgent Order to the Dutch Authorities Regarding Health Health and Welfare of the and Welfare of the Accused, 6 December 2006, IT-03-67-T. Accused
Vasiljević Appeal Judgment ICTY, Appeals Chamber, The Prosecutor v. Mitar Vasiljević , Judgement, 25 February 2004, IT-98-32-A.
D. Jurisprudence from national courts
Designation Full reference
Bugmy v. The Queen Australia, High Court of Australia, William David Bugmy v. The Queen, Order, [2013] HCA 37, 2 October 2013.
Porter v. McCollum United States of America, Supreme Court of the United States, George Porter, Jr. v. Bill McCollum, Attorney General of Florida et al., On petition for writ of certiorari to the United States Court of Appeals for the eleventh circuit, 08-10537, 30 November 2009. R v Williams Australia, Supreme Court of South Australia, R v Williams , Judgment of The Court of Criminal Appeal, [2018] SASCFC 14, 1 March 2018. R. v B.V.T. Canada, Provincial Court of British Columbia, Regina v. B.V.T, Reasons for sentence of the honourable regional administrative Judge M.J. Brecknell, 2016 BCPC 95, 18 April 2016.
E. Books and Articles
Designation Full reference
Merriam-Webster Dictionary The Oxford Thesaurus Triffterer O. Triffterer (ed.) Commentary on the Rome Statute of the International Criminal Court: Observers’ Notes, Article by Article (2016).
No: ICC-01/04-02/06 A3 9/9